Unclaimed
Alden Leroy Cox is a registered investment advisor representative with Pruco Securities, LLC. Alden is based in Hendersonville, Tennessee, and has been in the financial services industry since 2015. Alden has a Series 6, Series 63, and Series 65 license. Alden has also passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TN
09/16/2016 - Present
Pruco Securities, LLC (Hendersonville TN)
IA
Issued 09/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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