Unclaimed
Alden Thomas is a registered investment advisor representative with State Farm Investment Management Corp. Alden has been in the financial services industry since 1997 and has a wide range of experience in the industry. Alden is registered with the state of Delaware, New Jersey and Pennsylvania. Alden holds the Series 6, 7, 24, 63, and 65 securities licenses. Alden is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
08/22/2018 - Present
State Farm Investment Management Corp. (Philadelphia PA)
NY
04/28/1997 - 03/13/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/28/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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