Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alden? Claim Your ProfileAlden Harwood Sulger is a financial professional with over 30 years of experience in the financial services industry. Alden currently works at Innovation Partners LLC, a firm located in Charlotte, North Carolina. Alden's previous experience includes working with several large, well-known firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Nomura Securities International, Inc. Alden is a Series 66, Series 63, Series 10, Series 9, Series 72, Series 57TO, SIE, Series 7, and Series 3 licensed professional. Alden provides financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
11/17/2021 - Present
Innovation Partners LLC (CHARLOTTE NC)
IL
02/27/2017 - 12/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
07/31/1989 - 01/27/2017
NOMURA SECURITIES INTERNATIONAL, INC. (CHICAGO IL)
NA
11/02/1988 - 06/19/1989
HARRIS GOVERNMENT SECURITIES INC.
NA
12/22/1987 - 03/19/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 07/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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