Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alden? Claim Your ProfileAlden Lau is a financial advisor with over 20 years of experience in the industry. Alden holds several securities licenses, including Series 7, 63, 65 and 66. Alden is currently registered with Oneamerica Securities, Inc. in Hawaii. Alden has held previous roles with Empower Financial Services, Inc., Waddell & Reed, Pensionmark Securities, LLC, GWFS Equities, Inc., and Princor Financial Services Corporation. Alden has experience providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
10/19/2023 - Present
Oneamerica Securities, Inc. (Honolulu HI)
CO
09/10/2021 - 09/24/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
HI
09/22/2020 - 04/15/2021
WADDELL & REED (HONOLULU HI)
HI
09/19/2017 - 06/01/2020
PENSIONMARK SECURITIES, LLC (Honolulu HI)
CA
08/17/2006 - 04/11/2017
GWFS EQUITIES, INC. (EMERYVILLE CA)
CA
08/26/1999 - 07/17/2006
PRINCOR FINANCIAL SERVICES CORPORATION (SAN RAFAEL CA)
IA
Issued 11/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alden Lau is the right advisor for you? Invested Better is here to help.
