Invested Better
Unclaimed

Unclaimed

Unclaimed

Aldane Kevin Rookwood

PHX Financial, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Aldane? Claim Your Profile

About Aldane Kevin Rookwood

Aldane Kevin Rookwood is a registered representative with Phx Financial, Inc. Aldane has been in the industry since 2015 and is licensed to provide financial services in 23 states. Aldane has passed the SIE, Series 7, and Series 66 exams. Aldane's previous employers include SW Financial, Worden Capital Management LLC, Dawson James Securities, Inc., and Spartan Capital Securities, LLC.

Firm Information

Aldane Rookwood is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Aldane Rookwood’s Registration & Firm History

NY

10/03/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

12/10/2019 - 10/03/2022

SW FINANCIAL (NEW YORK NY)

NY

07/13/2017 - 12/10/2019

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

04/18/2016 - 05/02/2017

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

05/12/2015 - 04/19/2016

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

Not sure if Aldane Kevin Rookwood is right for you?

Licenses & Designations

BOTH

Issued 10/15/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aldane Kevin Rookwood.
Not sure if Aldane Kevin Rookwood is right for you?