Unclaimed
Aldane Kevin Rookwood is a registered representative with Phx Financial, Inc. Aldane has been in the industry since 2015 and is licensed to provide financial services in 23 states. Aldane has passed the SIE, Series 7, and Series 66 exams. Aldane's previous employers include SW Financial, Worden Capital Management LLC, Dawson James Securities, Inc., and Spartan Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2022 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
12/10/2019 - 10/03/2022
SW FINANCIAL (NEW YORK NY)
NY
07/13/2017 - 12/10/2019
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
04/18/2016 - 05/02/2017
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
05/12/2015 - 04/19/2016
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 10/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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