Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Washington Peredo is a registered representative with Finalis Securities LLC, a firm headquartered in New York, NY. Alberto has been in the securities industry since January 12, 2021. Alberto has a strong background in the securities industry, having previously worked at UBS Financial Services Inc. Alberto is registered to conduct business in Colorado, Florida, New Jersey and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/29/2021 - Present
Finalis Securities LLC (New York NY)
NY
01/17/2011 - 11/02/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BC
Issued 11/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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