Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Suarez is a financial advisor with over 20 years of experience in the financial services industry. Alberto has been registered with Wells Fargo Clearing Services, LLC since 2015. Alberto has previously worked with J.P. Morgan Securities LLC, Chase Investment Services Corp., WAMU Investments, Inc., Citigroup Global Markets Inc., Citicorp Investment Services and Cal Fed Investments. Alberto Suarez holds Series 6, 7, 26, 63 and 65 licenses as well as the SIE exam. Alberto is licensed to provide investment advice in Arkansas, California, Nevada, New Mexico, Tennessee, Texas and Utah. Alberto Suarez is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/13/2018 - Present
Wells Fargo Clearing Services, LLC (LONG BEACH CA)
CA
10/01/2012 - 12/21/2015
J.P. MORGAN SECURITIES LLC (DOWNEY CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DOWNEY CA)
CA
02/12/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (WHITTIER CA)
CA
05/29/2007 - 03/05/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
08/27/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (MONTEBELLO CA)
NY
02/05/2003 - 07/22/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/19/1999 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 05/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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