Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Puentes is a registered representative with Cabrera Capital Markets, LLC, a firm that specializes in providing investment banking and financial services. Alberto is licensed in the state of Texas and has a broad range of experience in the financial industry, having worked with several firms over the past two decades. Alberto holds various securities licenses, including the Series 7, Series 24, Series 52TO, Series 53, and Series 79TO. Alberto focuses on providing customized financial solutions to meet the unique needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/21/2022 - Present
Cabrera Capital Markets, LLC (San Antonio TX)
CT
11/19/2018 - 12/02/2021
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
FL
04/02/2018 - 11/05/2018
CG CAPITAL MARKETS, LLC (BOCA RATON FL)
NJ
04/27/2017 - 04/26/2018
SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)
TX
01/18/2012 - 03/28/2017
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
07/26/2007 - 01/20/2012
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
NY
01/12/2004 - 04/09/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/02/2001 - 12/13/2002
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
BOTH
Issued 05/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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