Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Pernas is a financial professional with over 25 years of experience in the financial services industry. Alberto is currently registered with UBS Financial Services Inc. and has a strong track record of providing financial advice to a diverse range of clients. Alberto has previously worked for several other firms including ScotTrade, Inc., E*TRADE Securities LLC, and NYLIFE Securities Inc. Alberto is a Series 7, Series 24, Series 25 and Series 63 licensed professional and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/30/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
04/07/2011 - 03/09/2018
SCOTTRADE, INC. (MANHATTAN NY)
NJ
11/28/2006 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IL
01/05/2005 - 10/27/2006
COMPUTERSHARE SECURITIES CORPORATION (CHICAGO IL)
NY
06/14/2004 - 10/26/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
10/01/2000 - 01/20/2004
D.R. SAUL & CO., INC. (NEW YORK NY)
NY
02/12/1999 - 02/04/2000
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
NY
08/30/1996 - 11/14/1997
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
01/11/1994 - 09/05/1996
SEAPORT SECURITIES CORP. (NEW YORK NY)
IL
09/17/1992 - 06/01/1993
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NY
07/19/1991 - 04/10/1992
WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)
NY
04/24/1987 - 02/08/1991
NEWBRIDGE SECURITIES INC. (NEW YORK NY)
NA
10/22/1985 - 05/08/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
BC
Issued 11/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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