Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Ottaviani is a registered investment advisor representative with Oppenheimer & Co. Inc., a firm with offices in New York and Neptune, New Jersey. Alberto has been active in the financial services industry since September 3, 1997. Alberto holds the Series 3, 7, 63, and 65 licenses and the SIE. In addition, he has registrations in 20 states for both broker-dealer and investment advisor activities. Alberto specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Prior to joining Oppenheimer & Co. Inc., Alberto was employed by CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/06/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/04/1997 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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