Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Nunez is an investment advisor with a focus on providing financial planning, pension consulting, and portfolio management services to individuals and businesses. Alberto is registered with the Securities and Exchange Commission (SEC) and is also registered with the state of California as an investment advisor representative. Alberto has been in the financial services industry since 2014 and is currently employed with J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, Alberto worked at Fidelity Brokerage Services LLC and TD Ameritrade, Inc.. Alberto specializes in helping clients with their financial planning needs, including retirement planning, college savings, and estate planning. Alberto also provides portfolio management services to clients, helping them to build and manage their investment portfolios. Alberto is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/19/2022 - Present
J.p. Morgan Securities LLC (SAN DIEGO CA)
CA
06/24/2020 - 07/26/2021
FIDELITY BROKERAGE SERVICES LLC (TORRANCE CA)
CA
08/17/2018 - 06/11/2020
TD AMERITRADE, INC. (LONG BEACH CA)
CA
06/03/2014 - 06/27/2018
J.P. MORGAN SECURITIES LLC (NEWPORT BEACH CA)
BOTH
Issued 09/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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