Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Nunez-garcia is a registered representative with Stephens. Alberto has been in the financial industry since 2020. Alberto is currently licensed to sell securities in Arkansas and Texas. Alberto holds the Series 7TO, Series 66, and SIE licenses. Alberto has experience working at Arvest Wealth Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephens is a full-service investment firm providing a broad array of investment products and services to individuals, corporations, institutions, and governments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/14/2024 - Present
Stephens (LITTLE ROCK AR)
AZ
01/19/2024 - 04/16/2024
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
MN
08/11/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AR
12/10/2021 - 04/11/2022
ARVEST WEALTH MANAGEMENT (SPRINGDALE AR)
AR
01/01/2020 - 11/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGDALE AR)
BOTH
Issued 01/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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