Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto J. Torres is a financial advisor with over 25 years of experience in the industry. Alberto is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions at firms such as J.P. Morgan Securities LLC, Chase Investment Services Corp., and Wamu Investments, Inc.. Alberto has a wide range of experience in the financial services industry, and is licensed to offer a variety of investment products and services. Alberto's current registrations include: a Registered Representative (RA) with FINRA, and an Investment Adviser Representative (IAR) in Florida, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/30/2022 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
FL
10/01/2012 - 11/19/2022
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTON FL)
FL
12/01/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (HIALEAH FL)
NY
05/03/2004 - 11/18/2004
IFMG SECURITIES, INC. (PURCHASE NY)
CA
09/10/2003 - 04/30/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
01/18/2001 - 08/25/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/19/2000 - 01/24/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NC
04/03/2000 - 06/06/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
05/01/1998 - 04/03/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
09/12/1996 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 06/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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