Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Herrera soto is a financial professional with over 10 years of experience in the industry. Alberto is currently registered with Bluefin Capital Management, LLC, and has previously held positions at SUMO CAPITAL, LLC and RONIN CAPITAL, LLC. Alberto holds the Series 56, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/23/2016 - Present
Bluefin Capital Management, LLC (Chicago IL)
IL
06/08/2015 - 08/05/2015
SUMO CAPITAL, LLC (CHICAGO IL)
IL
07/25/2011 - 07/22/2014
RONIN CAPITAL, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
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