Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Alvarez is a financial advisor who has been working in the financial services industry since 2005. Alberto has a wide range of experience, having previously worked at TIAA-CREF Individual & Institutional Services, LLC, Charles Schwab & Co., Inc., and Fidelity Brokerage Services LLC. Alberto is currently registered as a representative of Voya Financial Advisors, Inc. and holds registrations in multiple states for both securities and investment advisory activities. Alberto is a dedicated professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/05/2023 - Present
Voya Financial Advisors, Inc. (Bakersfield CA)
UT
09/09/2022 - 08/12/2023
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
CA
05/04/2020 - 08/09/2022
CHARLES SCHWAB & CO., INC. (Bakersfield CA)
CA
02/14/2013 - 07/17/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)
CA
06/01/2010 - 07/31/2012
BANCWEST INVESTMENT SERVICES, INC. (COMPTON CA)
CA
04/27/2007 - 05/28/2010
UNIONBANC INVESTMENT SERVICES, LLC (HUNTINGTON BEACH CA)
CA
10/31/2005 - 03/05/2007
AIG FINANCIAL ADVISORS, INC. (IRVINE CA)
AZ
09/26/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 03/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alberto Alvarez is the right advisor for you? Invested Better is here to help.
