Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Figueroa is an experienced financial professional with over 20 years of experience in the securities industry. Currently registered with J.p. Morgan Securities LLC, Alberto has a diverse background, having previously worked with firms such as Natixis Securities Americas LLC and J.P. Morgan Securities Inc. Alberto holds several licenses including Series 63, Series 99TO, SIE, and Series 7, demonstrating a strong commitment to professional development. Alberto specializes in providing financial guidance to a range of clients including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/03/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/14/2003 - 02/12/2016
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
05/01/2001 - 10/10/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/18/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/11/1999 - 05/30/2000
ING BARINGS LLC (NEW YORK NY)
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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