Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Rivera is a financial advisor with over 20 years of experience in the industry. He currently works at Nationwide Planning Associates Inc., located in Guaynabo, Puerto Rico. He has a Series 6 license and has successfully passed the Securities Industry Essentials Examination (SIE). Alberto has been registered with the Financial Industry Regulatory Authority (FINRA) and the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
09/16/2014 - Present
Nationwide Planning Associates Inc. (Guaynabo PR)
PR
04/04/2011 - 02/29/2012
RD CAPITAL GROUP, INC. (SAN JUAN PR)
PR
03/19/2010 - 03/25/2011
NPA FINANCIAL SERVICES, INC. (GUAYNABO PR)
PR
02/05/2007 - 09/11/2008
WALNUT STREET SECURITIES, INC. (GUAYNABO PR)
PR
03/26/2004 - 02/08/2007
RD CAPITAL GROUP, INC. (SAN JUAN PR)
CA
10/26/1998 - 04/12/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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