Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto David Lopez is a financial advisor with Insigneo Advisory Services, LLC in Miami, Florida. Alberto has been in the financial industry since 2013. He previously worked at Wells Fargo Advisors, LLC and UBS Financial Services Inc. Alberto holds the Series 66, Series 9, Series 10, Series 99TO, and SIE licenses. Alberto specializes in portfolio management for businesses and individuals. He is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
FL
04/06/2021 - Present
Insigneo Advisory Services, LLC (MIAMI FL)
FL
06/18/2018 - 03/08/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
06/02/2015 - 05/09/2017
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
08/26/2013 - 06/01/2015
WELLS FARGO ADVISORS, LLC (MIAMI FL)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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