Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Cavazos is a financial advisor at LPL Financial LLC. He has been in the industry since 1992 and has been with LPL Financial LLC since 2002. Alberto specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. He is registered in 23 states and has a Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/27/2002 - Present
LPL Financial LLC (MCALLEN TX)
NJ
08/14/2000 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/25/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
08/02/1993 - 03/26/1999
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
11/09/1992 - 08/02/1993
CAPITOL SECURITIES GROUP, INC.
IA
Issued 08/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1991
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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