Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberto? Claim Your ProfileAlberto Castaner is a registered investment advisor representative with Oppenheimer & Co. Inc. Alberto has been in the industry since 1986 and has worked at several prominent firms including Lehman Brothers Inc., Prudential-Bache Securities Inc., Citigroup Global Markets Inc., Popular Securities, LLC, and Morgan Stanley. Alberto is licensed in several states, including Florida, Colorado, Georgia, Pennsylvania, Michigan and Puerto Rico. Alberto offers financial planning services, pension consulting, selection of other advisors, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/11/2021 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
FL
06/27/2014 - 01/20/2021
MORGAN STANLEY (FT. LAUDERDALE FL)
PR
12/08/2007 - 06/27/2014
POPULAR SECURITIES, LLC (SAN JUAN PR)
PR
07/31/1993 - 12/18/2007
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
NY
06/12/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/23/1986 - 06/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/11/1987 - 06/14/1990
PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.
BC
Issued 06/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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