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Alberto Ardura

GT Securities, Inc.

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About Alberto Ardura

Alberto Ardura is a financial professional with over 25 years of experience in the securities industry. Alberto holds a Series 7, Series 24, and Series 63 license and currently works at GT Securities, Inc. Alberto has worked in the securities industry for over 25 years. Prior to joining GT Securities, Inc., Alberto worked at Alterna Securities, Inc., Nomura Securities International, Inc., Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Valores Finamex International, Inc.

Firm Information

Alberto Ardura is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alberto Ardura’s Registration & Firm History

CA

11/15/2023 - Present

GT Securities, Inc. (LOS ANGELES CA)

TX

02/25/2021 - 11/17/2021

ALTERNA SECURITIES, INC. (HOUSTON TX)

NY

05/02/2017 - 07/17/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/23/2009 - 04/24/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/01/2002 - 05/01/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

TX

10/13/1993 - 05/21/2002

VALORES FINAMEX INTERNATIONAL, INC. (MAGNOLIA TX)

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Licenses & Designations

BC

Issued 08/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alberto Ardura.
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