Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alberta? Claim Your ProfileAlberta Roberts has been in the financial industry since 1997 and is currently an Investment Advisor Representative at Bankers Life Advisory Services, Inc. Alberta holds a variety of licenses and registrations, including a Series 66, Series 63, and a Series 7, which allows Alberta to provide a wide range of investment services. Alberta is also a Principal for the firm and manages the compliance program for both Bankers Life Securities, Inc. and Bankers Life Advisory Services, Inc. In addition, Alberta is also responsible for maintaining insurance licenses for Bankers Life Securities General Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
IL
03/28/2016 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
NY
03/27/2014 - 11/03/2014
CROWN STERLING LLC (NEW YORK NY)
IL
05/22/2012 - 10/17/2013
M&I DISTRIBUTORS LLC (CHICAGO IL)
IL
11/25/2005 - 10/17/2013
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
WI
02/27/2012 - 11/07/2012
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
IL
07/02/2010 - 11/29/2010
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
IN
03/19/2007 - 09/21/2007
FIRST NATIONAL INVESTMENTS, INC. (KOKOMO IN)
NJ
05/01/2002 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
04/05/2002 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
03/07/2000 - 04/03/2002
IAC SECURITIES, INC. (TINLEY PARK IL)
AL
03/26/2001 - 06/24/2001
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
MA
11/16/1995 - 03/14/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/16/1995 - 03/14/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
08/22/1997 - 09/02/1998
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
BOTH
Issued 03/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/27/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 03/15/1996
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 11/22/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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