Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Xinan Hu is a financial advisor with Neuberger Berman BD LLC. Albert has been in the financial services industry since 2017. Albert has passed the Series 7, Series 63, Series 66 and Series 79 exams. Albert has worked at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOFA Securities, Inc., and Jefferies & Company, Inc. Albert currently holds registrations in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/10/2019 - 02/24/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/09/2011 - 12/03/2012
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 07/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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