Unclaimed
Albert Pezone is a financial advisor with over 20 years of experience in the financial services industry. Albert is currently registered with GP Nurmenkari Inc. and has been in the industry since 1998. Albert is a Series 7, Series 24, Series 55, Series 57TO, and Series 99TO licensed professional. Albert holds licenses in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, Tennessee, Texas, Utah, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/21/2010 - Present
GP Nurmenkari Inc. (Norwalk CT)
NY
05/30/2006 - 12/05/2008
PACTOLUS RIVER, LLC (NEW YORK NY)
NY
03/02/2006 - 09/15/2008
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
03/02/2006 - 06/23/2006
CORNETTE, CHRISTOPHER (NEW YORK NY)
CA
07/01/2005 - 03/08/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
04/13/2005 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
NY
06/04/2004 - 04/13/2005
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
03/15/2004 - 04/12/2005
AMERIVEST PARTNERS, LLC (NEW YORK NY)
NY
06/11/2003 - 03/12/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
04/04/1996 - 03/21/2003
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
BC
Issued 06/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Albert Pezone is the right advisor for you? Invested Better is here to help.