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Albert William Pezone

GP Nurmenkari Inc.

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About Albert William Pezone

Albert Pezone is a financial advisor with over 20 years of experience in the financial services industry. Albert is currently registered with GP Nurmenkari Inc. and has been in the industry since 1998. Albert is a Series 7, Series 24, Series 55, Series 57TO, and Series 99TO licensed professional. Albert holds licenses in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, Tennessee, Texas, Utah, Vermont, Virginia, and Washington.

Firm Information

Albert Pezone is currently registered with GP Nurmenkari Inc.. GP Nurmenkari Inc. is a Corporation that was formed on January 7, 2010. The firm is registered in 46 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Pezone’s Registration & Firm History

CT

10/21/2010 - Present

GP Nurmenkari Inc. (Norwalk CT)

NY

05/30/2006 - 12/05/2008

PACTOLUS RIVER, LLC (NEW YORK NY)

NY

03/02/2006 - 09/15/2008

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NY

03/02/2006 - 06/23/2006

CORNETTE, CHRISTOPHER (NEW YORK NY)

CA

07/01/2005 - 03/08/2006

FIMAT PREFERRED LLC (SAN FRANCISCO CA)

CA

04/13/2005 - 07/01/2005

PREFERREDTRADE, INC. (SAN FRANCISCO CA)

NY

06/04/2004 - 04/13/2005

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

03/15/2004 - 04/12/2005

AMERIVEST PARTNERS, LLC (NEW YORK NY)

NY

06/11/2003 - 03/12/2004

SCHONFELD SECURITIES, LLC (JERICHO NY)

NY

04/04/1996 - 03/21/2003

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 06/19/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert William Pezone.
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