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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert W Faber is a financial advisor with over 35 years of experience in the industry. Albert W Faber is currently registered with LPL Financial LLC and has been with the firm since January 2007. Albert W Faber is also registered with the state of North Carolina and Texas as a Registered Investment Advisor. Albert W Faber specializes in providing financial planning and investment advice to individuals and businesses. Albert W Faber is also a Certified Financial Planner. In addition to working with LPL Financial LLC, Albert W Faber also has a background in non-variable insurance, real estate rental and senior marketing sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
10/10/2023 - Present
LPL Financial LLC (KENLY NC)
NC
06/01/2005 - 01/29/2007
AXA ADVISORS, LLC (KENLY NC)
NY
10/18/1985 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/25/1985 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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