Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Vincent Pette is a financial professional with over 30 years of experience in the securities industry. Albert has held various positions at several firms, including Northeast Securities, LLC, Primary Capital, LLC, and Garden State Securities, Inc. Currently, Albert is registered as a Registered Representative with Western International Securities, Inc., where he has been employed since 2018. Albert is licensed to provide investment advice in several states, including Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/21/2021 - Present
Western International Securities, Inc. (Massapequa NY)
NY
11/07/2016 - 12/31/2018
NORTHEAST SECURITIES, LLC (MITCHEL FIELD NY)
NY
09/24/2015 - 11/07/2016
PRIMARY CAPITAL, LLC (Garden City NY)
NY
05/08/2015 - 09/25/2015
GARDEN STATE SECURITIES, INC. (New York NY)
NY
05/07/2014 - 04/21/2015
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
11/01/2010 - 06/05/2014
GLOBAL ARENA CAPITAL CORP (MELVILLE NY)
NY
02/04/2008 - 11/02/2010
PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)
NY
05/01/2007 - 02/04/2008
WESTROCK ADVISORS, INC. (WOODBURY NY)
NJ
01/16/2007 - 05/15/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/26/2004 - 01/10/2007
LADENBURG THALMANN & CO. INC. (MELVILLE NY)
NY
08/25/2000 - 01/22/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/21/1997 - 08/25/2000
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
08/05/1997 - 10/28/1997
ALEXANDER, WESCOTT, & CO., INC. (UTICA NY)
NY
11/08/1991 - 08/08/1997
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
10/19/1988 - 06/14/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 10/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 12 - NYSE Branch Manager Examination
BC
Issued 11/17/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/21/1993
Series 4 - Registered Options Principal Examination
BC
Issued 02/07/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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