Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Victor Althaus is a financial professional with over 40 years of experience in the industry. Albert is currently registered with LPL Financial LLC in Melville, NY. Albert has a wide range of experience, having previously been registered with INVEST FINANCIAL CORPORATION, 21ST CENTURY FINANCIAL SERVICES, INC., VANDERBILT SECURITIES, NORTH RIDGE SECURITIES CORP., PRIME CAPITAL SERVICES, INC. and NEW ENGLAND SECURITIES. Albert holds the Series 7, Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
07/20/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (MELVILLE NY)
NY
05/05/2003 - 07/20/2005
21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)
NY
01/31/2002 - 05/05/2003
VANDERBILT SECURITIES (WOODBURY NY)
NY
10/20/1999 - 01/25/2002
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
07/23/1999 - 01/06/2000
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
08/04/1982 - 07/22/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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