Unclaimed
Albert Vega Aguilera is a Registered Representative and Investment Advisor Representative with Western International Securities, Inc. Albert has over 25 years of experience in the financial services industry. Albert’s previous employers include Wedbush Securities Inc. and WM Financial Services, Inc.. Albert holds FINRA Series 7, 9, 10, 63, and 66 licenses and holds state licenses in CA, TX, NV, KS and WA. Albert’s areas of expertise include financial planning, pension consulting, and portfolio management. Albert focuses on providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/02/2022 - Present
Western International Securities, Inc. (Pasadena CA)
CA
05/24/2006 - 10/28/2019
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
12/15/2003 - 01/03/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/24/1996 - 03/01/2003
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
10/24/1994 - 08/12/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 10/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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