Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Sidney Miller is a financial advisor with over 28 years of experience in the industry. Albert is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TO and SIE license. Albert's previous employers include Wachovia Securities, Inc. and Wachovia Brokerage Service. Albert has an active Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/15/2002 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
09/14/1995 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
11/19/1993 - 05/31/1995
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 01/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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