Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Shihnai Yuan is a financial advisor registered with Wells Fargo Clearing Services, LLC. Albert Yuan has been in the financial industry since October 27, 1983 and holds the Series 3, 7, 63, 65 and SIE licenses. Albert Yuan specializes in portfolio management for individuals and businesses, as well as financial planning. Albert Yuan's primary office is located in Pasadena, CA, with another office location in Walnut, CA. Albert Yuan has been registered with Wells Fargo Clearing Services, LLC since July 1, 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
NY
01/26/1988 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/21/1984 - 02/04/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/19/1983 - 09/11/1984
R.L. SMITH & ASSOCIATES, INC.
IA
Issued 07/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Albert Yuan is the right advisor for you? Invested Better is here to help.
