Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Seang An is a financial professional with over 13 years of experience in the industry. Albert is currently registered with TRC Markets LLC in New York, NY and holds a variety of licenses and designations. Albert's previous experience includes roles at LATOUR TRADING LLC, UBS SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, MERRILL LYNCH PROFESSIONAL CLEARING CORP. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Albert's expertise includes a broad range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/09/2019 - Present
TRC Markets LLC (NEW YORK NY)
NY
04/06/2017 - 11/09/2021
LATOUR TRADING LLC (NEW YORK NY)
NY
04/30/2014 - 06/03/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
06/02/2009 - 03/20/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/08/2008 - 06/01/2009
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
05/18/2007 - 06/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/21/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 44 - PCX Market Maker Exam
BC
Issued 07/19/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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