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Albert S Humphrey

Newbridge Securities Corp.

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About Albert S Humphrey

Albert S. Humphrey has been in the financial services industry since February 1982. Albert is currently registered with Newbridge Securities Corp. and holds Series 3, 7 and 63 licenses. Albert has experience with Financial West Group, The Shemano Group, Inc., Interfirst Capital Corporation, Wells Fargo Van Kasper, LLC, Paine Webber Incorporated and Sutro & Co. Incorporated. Albert is registered in California, Colorado, Minnesota, New Jersey, New York, Oregon and Washington.

Firm Information

Albert Humphrey is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Humphrey’s Registration & Firm History

FL

08/17/2017 - Present

Newbridge Securities Corp. (BOCA RATON FL)

CA

06/27/2008 - 08/17/2017

FINANCIAL WEST GROUP (SAN FRANCISCO CA)

CA

03/27/2002 - 07/15/2008

THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)

CA

04/20/2001 - 05/29/2002

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

CA

07/30/1993 - 05/17/2001

WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)

NJ

03/05/1982 - 07/23/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

10/25/1983 - 12/20/1985

SUTRO & CO. INCORPORATED

NA

02/23/1982 - 11/17/1983

PAINE, WEBBER, JACKSON & CURTIS INC.

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Licenses & Designations

BC

Issued 02/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1983

Series 3 - National Commodity Futures Examination

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 18 public disclosures for Albert S Humphrey. Review regulatory record here.
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