Unclaimed
Albert Robert Brown is a financial professional with over 30 years of experience in the industry. Albert has a Series 7 and Series 63 license and is currently registered with LPL Financial LLC. Albert is an active member of the securities industry, and is registered in 11 states including California, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania and South Carolina. Previously, Albert was registered with RAYMOND JAMES FINANCIAL SERVICES, INC. and LPL FINANCIAL LLC. Albert provides financial planning and other non-discretionary advisory services and specializes in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/13/2016 - Present
LPL Financial LLC (LAKEWOOD NJ)
NJ
05/13/2016 - 10/20/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAKEWOOD NJ)
NJ
09/16/1999 - 05/25/2016
LPL FINANCIAL LLC (LAKEWOOD NJ)
AZ
05/19/1993 - 08/24/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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