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Albert Robb Longfield

Roth Capital Partners, LLC

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About Albert Robb Longfield

Albert Robb Longfield is a registered representative with Roth Capital Partners, LLC. Albert has been in the securities industry since May 2004. Albert is a Series 7, Series 24, Series 63, and Series 79TO licensed representative and is registered with the states of California and Nevada. Albert was previously registered with Canaccord Adams Inc., RBC Capital Markets Corporation, and RBC Dain Rauscher Inc.

Firm Information

Albert Longfield is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Albert Longfield’s Registration & Firm History

CA

04/22/2009 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

NY

03/01/2004 - 02/13/2006

CANACCORD ADAMS INC. (NEW YORK NY)

NY

02/06/2004 - 02/26/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

03/15/2001 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Albert Robb Longfield.
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