Unclaimed
Albert Ram Sutton is a financial professional with a Series 79TO, Series 63, and SIE licenses. Albert has been in the industry since February 2019 and is currently registered with Citigroup Global Markets Inc., and is licensed in New York. Albert was previously registered with DEUTSCHE BANK SECURITIES INC. from February 2019 until February 2021. Albert has a total of 1 approved SRO registration, 1 approved FINRA registration, and 1 approved state registration. Albert's current employer, Citigroup Global Markets Inc., is an investment advisor with more than $50 billion in assets under management, and serves clients including individuals, high-net-worth individuals, corporations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/03/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/28/2019 - 02/03/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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