Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Quentin Murray iii is an experienced investment professional with over 30 years of experience in the financial services industry. Albert has a strong track record of providing investment advice to a diverse clientele including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. Albert is currently registered as an Investment Advisor Representative with Seelaus Asset Management, LLC. Albert's prior experience includes roles at Stifel, Nicolaus & Company, Incorporated, Gleacher & Company Securities, Inc., BANC OF AMERICA SECURITIES LLC, HSBC SECURITIES (USA) INC., Lehman Brothers Inc., Lehman Government Securities Inc., Lehman Special Securities Inc., Cantor Fitzgerald Fixed Income Brokers, Inc., Cantor, Fitzgerald Municipal Brokers, Inc., and J. J. Kenny Co., Inc. Albert holds a variety of licenses and certifications including Series 7, 9, 10, 52, 53, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
08/05/2021 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
NJ
06/10/2013 - 06/20/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FLORHAM PARK NJ)
NY
07/08/2009 - 04/19/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
06/20/2006 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/15/2004 - 05/23/2006
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
06/21/1991 - 06/09/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/21/1991 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
06/21/1991 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NY
01/25/1991 - 05/16/1991
CANTOR FITZGERALD FIXED INCOME BROKERS, INC. (NEW YORK NY)
NA
01/24/1985 - 01/25/1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
NA
06/28/1982 - 04/16/1985
J. J. KENNY CO., INC.
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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