Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Pakhon Woon is a financial advisor with over 29 years of experience in the financial services industry. Albert is currently registered with Morgan Stanley and holds both a Series 7 and Series 63 license. Albert has previously worked with several firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Smith Barney Inc. and Paine Webber Incorporated. Albert has been registered with the state of California since 2009 and is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/14/2021 - Present
Morgan Stanley (Los Angeles CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
CA
03/23/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LOS ANGELES CA)
MO
09/29/1998 - 09/12/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/19/1997 - 09/10/1998
SMITH BARNEY INC. (NEW YORK NY)
NJ
01/28/1995 - 05/12/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/10/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 01/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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