Unclaimed
Albert Michael Gaudyn is a financial advisor with Frost Brokerage Services, Inc. located in San Antonio, TX. Albert Michael Gaudyn has been in the industry since June 28, 2018 and has experience working at multiple financial institutions, including J.P. Morgan Securities LLC, Fifth Third Securities, Inc., and Waddell & Reed, Inc.. Albert Michael Gaudyn is registered with FINRA and holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/20/2022 - Present
Frost Brokerage Services, Inc. (SAN ANTONIO TX)
IL
07/24/2013 - 08/18/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/27/2012 - 06/28/2013
FIFTH THIRD SECURITIES, INC. (ROSEMONT IL)
IL
04/22/2011 - 06/16/2011
WADDELL & REED, INC. (OAKBROOK IL)
BC
Issued 07/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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