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Albert Michael Gaudyn

Frost Brokerage Services, Inc.

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About Albert Michael Gaudyn

Albert Michael Gaudyn is a financial advisor with Frost Brokerage Services, Inc. located in San Antonio, TX. Albert Michael Gaudyn has been in the industry since June 28, 2018 and has experience working at multiple financial institutions, including J.P. Morgan Securities LLC, Fifth Third Securities, Inc., and Waddell & Reed, Inc.. Albert Michael Gaudyn is registered with FINRA and holds the Series 7 and Series 63 licenses.

Firm Information

Albert Gaudyn is currently registered with Frost Brokerage Services, Inc.. Frost Brokerage Services, Inc. is a corporation formed in March 1986. The firm is registered with the SEC and in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Gaudyn’s Registration & Firm History

TX

09/20/2022 - Present

Frost Brokerage Services, Inc. (SAN ANTONIO TX)

IL

07/24/2013 - 08/18/2016

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

IL

06/27/2012 - 06/28/2013

FIFTH THIRD SECURITIES, INC. (ROSEMONT IL)

IL

04/22/2011 - 06/16/2011

WADDELL & REED, INC. (OAKBROOK IL)

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Licenses & Designations

BC

Issued 07/05/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert Michael Gaudyn.
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