Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Mayer Sutton is a securities professional with over 30 years of experience in the financial industry. Albert Sutton is currently registered with Middlegate Securities Inc. and has been with the firm since 1988. Albert Sutton is licensed in multiple states including New York, New Jersey, Florida, Nevada, Minnesota, and North Carolina. Albert Sutton holds several licenses including Series 3, 7, 52TO, 53, 79TO, 99TO, and SIE. Albert Sutton has a strong track record of providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/07/1988 - Present
Middlegate Securities Inc. (NEW YORK NY)
BC
Issued 04/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1990
Series 3 - National Commodity Futures Examination
BC
Issued 02/23/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Albert Sutton is the right advisor for you? Invested Better is here to help.
