Unclaimed
Albert Alexander is a financial advisor who has been in the industry since 1989. Albert is currently registered with Prospera Financial Services, Inc. in Tennessee and has experience in a variety of financial services, including investment advisory and brokerage services. Albert is registered with both FINRA and the state of Tennessee and holds multiple industry licenses. Albert's specialties include financial planning, pension consulting, selection of other advisors, and portfolio management for both individuals and businesses. In addition to Prospera Financial Services, Inc., Albert has held previous positions with B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, A. G. Edwards & Sons, Inc., Heidtke & Company, Inc., Randell Securities, Inc., and H. L. Camp & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TN
09/19/2024 - Present
Prospera Financial Services, Inc. (Memphis TN)
MO
11/29/1991 - 08/26/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TN
05/23/1990 - 11/27/1991
HEIDTKE & COMPANY, INC. (NASHVILLE TN)
NA
10/30/1989 - 06/12/1990
RANDELL SECURITIES, INC.
TN
03/30/1989 - 10/26/1989
H. L. CAMP & COMPANY, INC. (NASHVILLE TN)
IA
Issued 08/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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