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Albert May Alexander

Prospera Financial Services, Inc.

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About Albert May Alexander

Albert Alexander is a financial advisor who has been in the industry since 1989. Albert is currently registered with Prospera Financial Services, Inc. in Tennessee and has experience in a variety of financial services, including investment advisory and brokerage services. Albert is registered with both FINRA and the state of Tennessee and holds multiple industry licenses. Albert's specialties include financial planning, pension consulting, selection of other advisors, and portfolio management for both individuals and businesses. In addition to Prospera Financial Services, Inc., Albert has held previous positions with B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, A. G. Edwards & Sons, Inc., Heidtke & Company, Inc., Randell Securities, Inc., and H. L. Camp & Company, Inc.

Firm Information

Albert Alexander is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Albert Alexander’s Registration & Firm History

TN

09/19/2024 - Present

Prospera Financial Services, Inc. (Memphis TN)

MO

11/29/1991 - 08/26/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

TN

05/23/1990 - 11/27/1991

HEIDTKE & COMPANY, INC. (NASHVILLE TN)

NA

10/30/1989 - 06/12/1990

RANDELL SECURITIES, INC.

TN

03/30/1989 - 10/26/1989

H. L. CAMP & COMPANY, INC. (NASHVILLE TN)

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Licenses & Designations

IA

Issued 08/08/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1991

Series 7 - General Securities Representative Examination

BC

Issued 11/08/1989

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 03/29/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Albert May Alexander. Review regulatory record here.
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