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Albert Masahiro Lu

Btig, LLC

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About Albert Masahiro Lu

Albert Masahiro Lu is a financial professional with experience in investment banking. Albert is registered with FINRA and holds the Series 79TO, Series 63 and SIE licenses. Albert is currently employed with Btig, LLC and registered in 9 states.

Firm Information

Albert Lu is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Lu’s Registration & Firm History

NY

09/22/2022 - Present

Btig, LLC (New York NY)

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Licenses & Designations

BC

Issued 10/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert Masahiro Lu.
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