Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Mackinnon Cook is a financial advisor with over 30 years of experience in the financial services industry. Albert is currently registered with UBS Financial Services Inc., and has been with the firm since April 2024. Previously, Albert worked with UBS Securities LLC, Morgan Stanley, Nomura Securities International, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Albert holds the Series 3, 7, 99, and SIE licenses, as well as the Series 63 license. Albert is a well-respected advisor with a strong track record of success. Albert specializes in a variety of financial services, including but not limited to: Portfolio Management for Individuals and Businesses, Financial Planning, Pension Consulting, Publication of Periodicals, Educational Seminars, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/10/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
02/01/2018 - 04/10/2024
UBS SECURITIES LLC (WEEHAWKEN NJ)
NY
09/11/2012 - 01/02/2018
MORGAN STANLEY (NEW YORK NY)
NY
05/22/1990 - 12/22/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/21/1985 - 02/07/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 99 - Operations Professional Examination
BC
Issued 07/10/1995
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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