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Albert Louis Utano

Wells Fargo Securities, LLC

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About Albert Louis Utano

Albert Utano is a registered representative with Wells Fargo Securities, LLC. Albert has over 20 years of experience in the financial services industry. Albert holds a Series 7, Series 24, Series 63, Series 99TO and SIE. Albert has worked for several financial institutions, including Deutsche Bank Securities Inc. and Citigroup Global Markets Inc. Albert is registered in all 50 states.

Firm Information

Albert Utano is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Utano’s Registration & Firm History

NY

06/30/2017 - Present

Wells Fargo Securities, LLC (New York NY)

NY

06/30/2017 - 05/23/2018

WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)

NY

09/11/2003 - 07/03/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/04/2000 - 09/05/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/19/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Albert Louis Utano.
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