Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Lim is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Albert has been in the financial services industry since 2012. Albert holds the Series 63, 66, and 7 licenses, as well as the SIE. Albert is registered to provide advisory services in 22 states, including Alaska, Arizona, California, Connecticut, Florida, Illinois, Indiana, Iowa, Kansas, Maryland, Minnesota, Missouri, Montana, Nevada, New York, North Dakota, Oregon, Texas, Utah, Vermont, Virginia, and Wisconsin. Albert is also registered as an Investment Advisor Representative in Connecticut. Albert is a partner in Valley Investment Properties, a residential real estate investment and rental company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
10/19/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HAMDEN CT)
MN
01/23/2015 - 01/02/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/26/2014 - 12/23/2014
COMMONWEALTH FINANCIAL NETWORK (ST. LOUIS PARK MN)
MN
07/25/2012 - 08/01/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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