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Albert Kie tat Law

Transamerica Financial Advisors, Inc.

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About Albert Kie tat Law

Albert Kie tat Law has been in the financial industry since 1996. Albert Law is currently registered with Transamerica Financial Advisors, Inc. Albert Law also has prior registrations with World Group Securities, Inc. and WMA Securities, Inc. Albert Law is a Registered Representative and Investment Advisor Representative licensed in multiple states, including California and Texas. Albert Law is also a registered principal. Albert Law holds the following licenses: Series 6, Series 63, Series 26, and Series 65. Albert Law provides advisory services for both individuals and pooled investment vehicles. Albert Law is a member of Matrix Group Insurance Agency. Albert Law's experience includes working with individual clients, high net worth individuals, corporations, charitable organizations, and pension plans. Albert Law's office is located in Santa Clara, California.

Firm Information

Albert Law is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Albert Law’s Registration & Firm History

CA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Santa Clara CA)

CA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (SANTA CLARA CA)

GA

04/15/1996 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/11/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert Kie tat Law.
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