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Albert Joseph Lombardi

Btig, LLC

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About Albert Joseph Lombardi

Albert Lombardi has been working in the securities industry since 2003. Albert is currently registered with Btig, LLC as a broker and is also registered in 9 states. Prior to Btig, LLC Albert was with The Benchmark Company, LLC, BNY Convergex Execution Solutions LLC, EZE Castle Transaction Services LLC, Assent LLC, Melvin Securities, L.L.C., Spear, Leeds & Kellogg, L.P., and Bear, Stearns & Co. Inc.. Albert holds Series 7, Series 55, SIE, and Series 57TO licenses.

Firm Information

Albert Lombardi is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Lombardi’s Registration & Firm History

NY

06/15/2009 - Present

Btig, LLC (New York NY)

NY

11/05/2008 - 06/04/2009

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

03/28/2008 - 11/25/2008

BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

MA

02/26/2007 - 03/19/2008

EZE CASTLE TRANSACTION SERVICES LLC (BOSTON MA)

NJ

12/05/2006 - 01/30/2007

ASSENT LLC (WAYNE NJ)

IL

05/12/2004 - 01/28/2005

MELVIN SECURITIES, L.L.C. (CHICAGO IL)

NY

02/15/2000 - 07/31/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

09/07/1999 - 01/18/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Albert Joseph Lombardi.
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