Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert Joseph is an experienced financial advisor with over 20 years in the industry. Albert is currently registered with LPL Financial LLC and has previously worked with firms such as TIAA-CREF, MML Investors Services, and MSI Financial Services. Albert holds Series 6, 63, and 6TO licenses as well as the SIE exam. Albert is a specialist in providing financial planning, investment management, and other financial advisory services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/28/2022 - Present
LPL Financial LLC (FORT MILL SC)
NC
09/03/2021 - 01/19/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
01/20/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
06/08/2010 - 12/08/2014
LPL FINANCIAL LLC (CHARLOTTE NC)
FL
05/01/2008 - 08/21/2008
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
OR
06/25/2002 - 03/04/2008
STANCORP EQUITIES, INC. (PORTLAND OR)
CO
11/07/2000 - 05/01/2001
BERGER DISTRIBUTORS LLC (DENVER CO)
CO
10/12/1999 - 11/10/2000
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
03/11/1996 - 06/03/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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