Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Albert? Claim Your ProfileAlbert John Spera is a financial professional with over 20 years of experience in the industry. Albert is currently registered with RBC Capital Markets, LLC. Albert has held previous positions at ABN AMRO Clearing Chicago LLC, ECHOTRADE LLC, REFCO Securities, LLC, and DEAN WITTER REYNOLDS INC.. Albert is also a Registered Options Principal, General Securities Principal and holds Series 3, 7, 31, 55, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/17/2016 - Present
RBC Capital Markets, LLC (CHICAGO IL)
IL
05/05/2010 - 02/22/2016
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
AZ
04/25/2006 - 07/29/2008
ECHOTRADE LLC (PHOENIX AZ)
NY
05/21/1998 - 07/08/2003
REFCO SECURITIES, LLC (NEW YORK NY)
NY
05/03/1996 - 03/13/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/10/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/15/1999
Series 3 - National Commodity Futures Examination
BC
Issued 05/14/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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