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Albert John Schiff

Alvarez & Marsal Securities, LLC

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About Albert John Schiff

Albert John Schiff is a registered representative with Alvarez & Marsal Securities, LLC. Albert has been in the securities industry since October 18, 1987 and is currently registered with FINRA. Albert is a Series 6, Series 26, and Series 63 licensed advisor and has been active with FINRA since November 7, 2013. Albert is also licensed in several states including California, Connecticut, Illinois, New York, Pennsylvania, South Dakota and Washington. Prior to joining Alvarez & Marsal Securities, LLC, Albert worked at M HOLDINGS SECURITIES, INC., NYLIFE SECURITIES LLC, TOWER SQUARE SECURITIES, INC., EQ FINANCIAL CONSULTANTS, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Albert specializes in a variety of financial services and products.

Firm Information

Albert Schiff is currently registered with Alvarez & Marsal Securities, LLC. Alvarez & Marsal Securities, LLC is a Limited Liability Company formed in 2002-09-24. The firm is registered in 15 states and is SEC registered.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Schiff’s Registration & Firm History

NY

11/07/2013 - Present

Alvarez & Marsal Securities, LLC (New York NY)

CT

11/19/2012 - 10/29/2013

M HOLDINGS SECURITIES, INC. (GREENWICH CT)

CT

09/06/2001 - 07/09/2012

NYLIFE SECURITIES LLC (STAMFORD CT)

CA

12/21/1998 - 10/11/2001

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

04/18/1996 - 01/07/1999

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

04/18/1996 - 01/07/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NA

01/07/1970 - 11/24/1978

M & J KAPLAN COMPANY, INC.

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Licenses & Designations

BC

Issued 05/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/29/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Albert John Schiff.
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