Unclaimed
Albert John Schiff is a registered representative with Alvarez & Marsal Securities, LLC. Albert has been in the securities industry since October 18, 1987 and is currently registered with FINRA. Albert is a Series 6, Series 26, and Series 63 licensed advisor and has been active with FINRA since November 7, 2013. Albert is also licensed in several states including California, Connecticut, Illinois, New York, Pennsylvania, South Dakota and Washington. Prior to joining Alvarez & Marsal Securities, LLC, Albert worked at M HOLDINGS SECURITIES, INC., NYLIFE SECURITIES LLC, TOWER SQUARE SECURITIES, INC., EQ FINANCIAL CONSULTANTS, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Albert specializes in a variety of financial services and products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2013 - Present
Alvarez & Marsal Securities, LLC (New York NY)
CT
11/19/2012 - 10/29/2013
M HOLDINGS SECURITIES, INC. (GREENWICH CT)
CT
09/06/2001 - 07/09/2012
NYLIFE SECURITIES LLC (STAMFORD CT)
CA
12/21/1998 - 10/11/2001
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
04/18/1996 - 01/07/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/18/1996 - 01/07/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/07/1970 - 11/24/1978
M & J KAPLAN COMPANY, INC.
BC
Issued 05/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/29/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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