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Albert Jinwoo Kim

CTC, LLC

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About Albert Jinwoo Kim

Albert Jinwoo Kim is a financial professional with over 10 years of experience in the industry. Currently, Albert Jinwoo Kim is registered with CTC, LLC. Previously, Albert Jinwoo Kim has been registered with BELVEDERE TRADING LLC, IBKR SECURITIES SERVICES LLC, INTERACTIVE BROKERS CORP., INTERACTIVE BROKERS LLC and CHXBD, LLC. Albert Jinwoo Kim holds Series 7, Series 24, Series 14 and SIE licenses and has a strong track record of providing clients with expert financial advice.

Firm Information

Albert Kim is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Albert Kim’s Registration & Firm History

IL

08/23/2024 - Present

CTC, LLC (CHICAGO IL)

IL

07/31/2023 - 07/10/2024

BELVEDERE TRADING LLC (CHICAGO IL)

CT

07/05/2019 - 07/31/2023

IBKR SECURITIES SERVICES LLC (GREENWICH CT)

IL

07/05/2019 - 07/31/2023

INTERACTIVE BROKERS CORP. (CHICAGO IL)

IL

05/06/2019 - 07/31/2023

INTERACTIVE BROKERS LLC (CHICAGO IL)

IL

07/11/2014 - 02/25/2019

CHXBD, LLC (Chicago IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/08/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Albert Jinwoo Kim.
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